Thursday, June 2, 2011

WTF is Interposition?

Consider the situation depicted below, where there is a transaction coordinator and three participants. For this sake of this example, let us assume that each of these participants is on a different machine to the transaction coordinator and each other. Therefore, each of the lines not only represents participation within the transaction, but also remote invocations from the transaction coordinator to the participants and vice versa.


In a distributed system there’s always an overhead incurred when making remote invocations compared to making a purely local (within the same VM) invocation. Now the overhead involved in making these distributed invocations will depend upon a number of factors, including how congested the network is, the load on the respective machines, the number of transactions being executed etc. Some applications may be able to tolerate this overhead, whereas others may not. As the number of participants increase, so does the overhead for fairly obvious reasons.

A common approach to reduce this overhead is to realize that as far as a coordinator is concerned, it does not matter what the participant implementation does. For example, although one participant may interact with a database to commit the transaction, another may just as readily be responsible for interacting with a number of databases: essentially acting as a coordinator itself, as shown below:


In this case, the participant is acting like a proxy for the transaction coordinator (the root coordinator): it is responsible for interacting with the two participants when it receives an invocation from the coordinator and collating their responses (and it’s own) for the coordinator. As far as the participants are concerned, a coordinator is invoking them, whereas as far as the root coordinator is concerned it only sees participants.

This technique of using proxy coordinators (or subordinate coordinators) is known as interposition. Each domain (machine) that imports a transaction context may create a subordinate coordinator that enrolls with the imported coordinator as though it were a participant. Any participants that are required to enroll in the transaction within this domain actually enroll with the subordinate coordinator. In a large distributed application, a tree of coordinators and participants may be created.

A subordinate coordinator must obviously execute the two-phase commit protocol on its enlisted participants. Thus, it must have its own transaction log and corresponding failure recovery subsystem. It must record sufficient recovery information for any work it may do as a participant and additional recovery information for its role as a coordinator. Therefore, it is impossible for a normal participant to simply be a sub-coordinator because the roles are distinctly different; sub-coordinators are tightly coupled with the transaction system.

So the question then becomes when and why does interposition occur?

  • Performance: if a number of participants reside on the same node, or are located physically close to one another (e.g., reside in the same LAN domain) then it can improve performance for a remote coordinator to send a single message to a sub-coordinator that is co-located with those participants and for that sub-coordinator to disseminate the message locally, rather than for it to send each participant the same message.
  • Security and trust: a coordinator may not trust indirect participants and neither may indirect participants trust a remote coordinator. This makes direct registration impossible. Concentrating security and trust at coordinators can make it easier to reason about such issues in a large scale, loosely coupled environment.
  • Connectivity: some participants may not have direct connectivity with a specific coordinator, requiring a level of indirection.
  • Separation of concerns: many domains and services may simply not want to export (possibly sensitive) information about their implementations to the outside world.
You'll find interposition used in a number of transaction systems. Within JBossTS it's used by the JTS and XTS components.

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